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World desk4 min

Research Security vs. Open Science: How Universities Can Balance Collaboration and Protection

Universities can balance research security and open science by keeping collaboration open by default, assessing concrete risks, and applying safeguards proportionate to each engagement.
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Universities can protect research without making secrecy the default: keep work open unless a specific, evidence-based concern justifies a limit, then use safeguards proportionate to that risk. This approach preserves international collaboration and scientific merit while addressing risks such as misuse, undue influence, or loss of intellectual property.

What research security means—and what it should not mean

Research security is the work of protecting research, researchers, and institutions from risks that could compromise research integrity, intellectual property, or legitimate national and economic security interests. It is not a reason to treat international collaboration as inherently suspect. NIST’s framework says its purpose is “not to stifle collaborative research, but rather to enable and safeguard it.”

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Open science means making research inputs, outputs, and processes available with minimal restrictions. The G7 principles support access when there is no justification for keeping research closed, while recognizing that dissemination may sometimes create ethical, geopolitical, or national-security concerns. The G7 vision, reproduced on the Government of Canada-hosted best-practices page, is that “Openness and security are not contradictory but complementary and mutually reinforcing.”

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In practice, the question is not whether a project is open or secure in the abstract. It is whether a particular activity presents a concrete risk, and what limited response would address it without unnecessarily restricting legitimate research.

How to review an international research engagement

NIST’s framework covers researchers, international travel and collaborations, requests for products, services or software tools, and funding opportunities. The following sequence is a practical synthesis of that framework and the G7’s proportionality principles; it is not a universal legal procedure.

  1. Define the work. State the scientific purpose, intended outcomes, partners, and the activities the collaboration will involve.
  2. Map what is shared. Identify relevant knowledge, data, equipment, software, services, funding, and access to facilities or systems.
  3. Identify plausible concerns. Using facts specific to the engagement, consider potential misuse, undue influence, or loss of intellectual property. Avoid relying on broad assumptions about a person’s nationality or an institution’s location in place of evidence.
  4. Consult the right offices. Involve research security, legal, export-control, privacy, or research-ethics staff as applicable to the issue and jurisdiction.
  5. Select a proportionate safeguard. Choose the least restrictive measure that addresses the identified risk while preserving access and collaboration where closure is not justified.
  6. Record and revisit the decision. Document the concern, rationale, and chosen measures. Review them if the project, its participants, or the risk changes.

NIST describes its framework as integrated, mission-focused, risk-balanced, scalable, and non-intrusive. It also says implementation should protect privacy and civil liberties and treat people equally, without xenophobia, prejudice, or discrimination.

How to judge whether a safeguard is balanced

A safeguard is more defensible when it responds to a documented concern rather than applying a blanket restriction. University leaders can assess a proposed measure against these questions:

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  • Risk basis: Is it connected to a specific, documented project concern, or imposed categorically?
  • Proportionality: Does it address the concern while avoiding unnecessary limits?
  • Openness and scientific merit: Does it preserve collaboration and access when there is no justification for closure? G7 principles say scientific merit and excellence should continue to guide research partnerships.
  • Rights and fairness: Does it protect privacy, civil liberties, academic freedom, and equal treatment?
  • Operational fit: Can the institution apply it consistently to the relevant people, travel, collaboration terms, information, tools, or funding?
  • Legal and funder fit: Does it meet the rules that apply to the institution and the specific award?

Why requirements vary by funder and jurisdiction

General principles do not replace local law, funding conditions, or institutional policy. The examples below are jurisdiction-specific guidance, not universal requirements; organizations should confirm what applies to their circumstances.

United States

NIST’s Research Security Office guidance, accessed in 2026, says institutions receiving more than $50 million per year in federal science and engineering funding must have a research security plan and program under NSPM-33. NIST also says institutions below that threshold but engaged in international research collaborations should still take steps to secure research. This threshold describes NIST’s U.S.-specific account of the program requirement; it is not a measure of risk or evidence of safeguard effectiveness. NIST Research Security Office

United Kingdom

UK Research and Innovation (UKRI) says it added two trusted-research and innovation conditions for organizations receiving UKRI funding in April 2024. Its guidance also points recipients to related UK rules and guidance, including export controls, the National Security and Investment Act, and the Academic Technology Approval Scheme. Check the current award conditions and their applicability to the organization and project. UKRI trusted research and innovation

In the UK, the government-academia Research Collaboration Advice Team (RCAT) offers institutions a first point of contact on national-security risks linked to international research and tailored risk-management guidance. RCAT

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What universities should avoid

  • Do not equate international collaboration with wrongdoing or risk without engagement-specific evidence.
  • Do not restrict access simply because a topic is sensitive; identify what could cause harm and why.
  • Do not impose safeguards broader than needed to address the concern.
  • Do not ignore privacy, civil liberties, fair treatment, or scientific merit while managing risk.
  • Do not assume a threshold or rule from one jurisdiction applies to another, or to every funding award.

The NIST framework and G7 guidance provide a useful structure for balancing protection and openness, but they do not establish one legal standard for every country or institution. Universities should check current local requirements and award terms before making operational decisions.

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