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Protein Folding: How Do Knotted Proteins Form?

Knotted proteins are real, but how they fold remains protein-specific and unresolved. Slipknots, cotranslational folding and added loops offer clues, not a universal mechanism.
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Some proteins fold into genuine knots in their backbone, but scientists have not identified one universal way they form. Studies point to several possibilities—including slipknot intermediates and folding while the protein is being made—yet the evidence is specific to particular proteins and models. A solved structure shows that a protein is knotted; it does not, by itself, reveal how the chain reached that shape.

What makes a protein knot a knot?

A protein knot is an entanglement in the folded chain’s backbone that cannot be removed simply by pulling its two ends—the N-terminus and C-terminus—apart. An ordinary loop is not enough: it does not create that persistent topology. Nor should a knotted backbone be confused with a cystine-knot motif, which refers to a different structural feature.

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Knotted proteins are rare in structural databases. Shang-Te Danny Hsu’s 2023 review reports that they make up as much as 1% of Protein Data Bank entries. That is an upper estimate tied to database contents and survey definitions, not a fixed share of all proteins in living organisms.

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How can a protein chain form a knot?

For a knot to appear in a folded chain, part of the chain must pass through a loop formed by another part. Researchers therefore consider routes involving threading or a slipknot: the chain may first form a temporary, less-complete entanglement that later tightens or changes as folding proceeds. This describes possible routes, not a single established sequence of events.

Protein-folding reviews discuss both kinetic and thermodynamic effects, as well as possible help from molecular chaperones. Experiments and computer simulations offer complementary clues, but no settled mechanism accounts for all knotted proteins. In a 2008 review, Anna L. Mallam wrote that knot formation “does not fit any current folding models or mechanisms.” That statement captures the puzzle as it was framed at the time; it should not be read as a current consensus that no progress has been made.

What do proposed folding routes show?

Example or proposal What was studied What the evidence supports What it does not establish
Cotranslational folding and a slipknot in YibK A 2015 structure-based simulation of the bacterial methyltransferase YibK, folding on a model ribosome. In that simulated system, cotranslational folding could improve the odds of forming a trefoil knot through a slipknot conformation, without requiring non-native contacts. The model often formed native contacts without forming the knot. Its result does not prove that YibK follows this route inside a cell, or that other knotted proteins use it.
Folding of UCH-L3 A folding study of the human deubiquitinase UCH-L3, which has a 52 knot. The study suggested that this complex knotted topology can form in vitro through several distinct intermediates. It does not show that other proteins—or other knot types—follow the same route.
Shallow and deep knots A 2020 review considering differences between these knot classes. The review describes different knotting behavior for shallow and deep knots. It reports that definitive answers about how deep knots form were still lacking. The distinction should not be treated as a universally defined threshold here.

These examples are not competing universal explanations: they concern different evidence, proteins and knotting behavior. Cotranslational folding happens while the chain is being synthesized; other folding can occur after synthesis. A proposed slipknot or threading intermediate is a separate aspect of the mechanism, and simulation results are not the same as direct observation of a route inside a living cell.

Can sequence comparisons reveal why a knot forms?

Comparisons between related proteins with and without knots can highlight structural features that may help encode a topology. A 2010 comparative study found that some knotted proteins differed from unknotted homologs by having additional loops. The authors called these “knot-promoting loops” and proposed them as clues to how knot formation might be supported.

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This is a comparative finding, not proof that the loops alone cause a knot. Such comparisons help identify candidate features, but do not by themselves establish the chain’s folding path.

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Do protein knots change what a protein does?

There is no single function shared by all knotted proteins, and knotting is not known to give every protein the same advantage. Hsu’s 2023 review notes that knotted structural elements are relied upon in some evolutionarily conserved functions. It also discusses the possibility that knotting can increase mechanical resistance to unfolding-coupled proteolysis—the degradation of a protein associated with unfolding. These are context-dependent roles and proposals, not a universal benefit.

Topology can also be investigated by reconfiguring a protein. The same review discusses circular permutation and cyclization as ways to alter protein topology and explore what knotting contributes.

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