Red Oak Social Media Compliance helps financial firms monitor, review, and archive registered representatives’ social media activity in support of FINRA and SEC requirements. Compliance officers can review registered accounts on LinkedIn, Facebook, Instagram, and X. The platform supports review before and after content is posted, with firm-defined rules, alerts, and adjustable search settings to flag material for closer attention. Representatives use a User Console to register accounts, submit content for approval, and access a library of compliant material. Compliance teams use an Admin Console to manage policies and workflows, monitor activity, and access archived communications. Firms can customize workflows, lexicons, policies, and alerts. Collected content is archived in a books-and-records-compliant repository, with continuous capture and advanced search. Red Oak lists APIs for submissions and user management, but does not name a specific social media product integration. The web product is paid, with pricing available on request. Red Oak lists 24/7 support, average ticket resolution under one hour, and uptime above 99.9%.
Who it is for
It suits compliance officers and marketing teams at financial firms that need to review and retain registered representatives’ social media activity. Firms can tailor review rules and workflows to their needs.
What is good
- Reviews LinkedIn, Facebook, Instagram, and X accounts
- Supports pre-review and post-content review
- Continuous capture and advanced search
- Customizable workflows, lexicons, policies, and alerts
- 24/7 support and uptime above 99.9%
What to know first
- Web platform only
- Pricing is available on request
- No specific social media product integration is named
Verdict
Red Oak combines social content review, configurable escalation, and compliant archiving for financial firms. Firms need to request pricing and a demo to assess the offering.
Get started with Red Oak Social Media Compliance
- Visit the product website.
- Request a demo from Red Oak.
- Discuss pricing with Red Oak, since pricing is on request.
- Use the web platform's User Console for representative account registration and pre-approval submissions.
- Configure policies, workflows, lexicons, and alerts in the Admin Console.
Questions about Red Oak Social Media Compliance
How much does Red Oak Social Media Compliance cost?
Pricing is on request. The product page invites firms to request a demo and does not give a price amount or billing term.
Which platforms does it support?
The listed platform is web.
Which social networks can compliance officers review?
Red Oak says officers can review registered accounts on LinkedIn, Facebook, Instagram, and X (Twitter).
Does it support pre-approval as well as review after publication?
Yes. The platform supports pre-review and post-content review workflows, and representatives can submit content for pre-approval.
What integrations are listed?
Red Oak lists APIs for submissions and user management. Its integrations page does not name a specific social media product integration.
What support and availability does Red Oak state?
Red Oak lists 24/7 support, average help-ticket resolution under one hour, uptime above 99.9%, and continuous enhancements with zero downtime.
Compared on social media archiving software
- Advanced search
- Yes
- Capture frequency
- continuous
