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Guardial Audit Management
What Guardial Audit Management is
Guardial Audit Management is a web-based module for internal audit planning, fieldwork, workpaper management, and reporting. Audit plans bring scope, schedules, resource estimates, and a risk register together, with estimates rolling up to capacity. During fieldwork, auditors can use templates for BSA/AML, fair lending, third-party, and IT controls. Sampling, evidence capture, and reviewer notes stay in one workspace, while workpapers are version-controlled, timestamped, and signed. The Findings agent drafts remediation plans from fieldwork notes for audit leads to review, adjust, and route to issue owners. Reports generated from live data include issue letters, management responses, quarterly audit committee packages, and examiner-ready PDFs. Findings also move into Issues Home, the issue tracking space shared across Guardial modules. Guardial describes the module for regulated financial services organizations, including fintechs, nonbanks, loan servicers, community banks, credit unions, and insurance carriers. It is intended to replace separate workpaper folders, issue letters, management response spreadsheets, and sample-selection spreadsheets. Guardial says its agents do not train on customer data and that customers choose which data agents can access.
Who it suits
Guardial Audit Management suits internal audit teams at regulated financial services organizations, including banks, credit unions, insurers, fintechs, nonbanks, and loan servicers. It is especially relevant to teams that want planning, fieldwork, signed workpapers, findings, and reporting in one module.
What it does well
- Combines audit scope, schedules, resources, and risk registers in plans.
- Includes workpaper templates for BSA/AML, fair lending, third-party, and IT controls.
- Keeps sampling, evidence, and reviewer notes in one workspace.
- Tracks workpaper versions with timestamps and signatures.
- Generates audit reports and packages from live data.
- Offers a Findings agent to draft remediation plans from fieldwork notes.
What to know first
- Pricing is provided on request.
- The listed platform is web only.
Plans
| Plan | Billed and limits | Price |
|---|---|---|
| Custom proposal | Pricing is provided in a written proposal sized to the customer’s stage and program. · Pricing scales with modules used and program size | On request |
As guardial.ai lists them, read 3 Oct 2026. The maker's own page has the final word.
Getting started
- Visit the Guardial Audit Management website.
- Request pricing for a custom proposal sized to your stage and program.
- Start a free trial.
- Use the web platform; the audit page says its interface inherits the customer’s single sign-on.
Verdict
Choose Guardial Audit Management if your regulated financial services audit team needs planning, workpapers, findings, and reporting in a connected workflow. Teams comparing options should weigh the custom proposal pricing and web-only platform against their requirements.
Questions
How is Guardial Audit Management priced?
It is paid software with pricing on request. The custom proposal is sized to the customer’s stage and program, and pricing scales with modules used and program size.
Is there a free trial?
Yes, a free trial is available.
What platforms does it support?
The listed platform is web.
What audit work does it cover?
It supports planning, fieldwork, workpapers, findings, remediation workflows, controls testing, and reporting.
What security controls does Guardial describe?
Guardial says the product is built to SOC 2 Type II and ISO 27001 controls and provides SAML/SCIM single sign-on, role-based access, and an immutable audit log.
How does the Findings agent use customer data?
Guardial says its agents do not train on customer data, and customers control what data the agents can access.
Facts from Guardial Audit Management's own pages
- AI data use
- Guardial says its agents do not train on customer data, and customers control what data agents can access. · guardial.ai, 3 Oct 2026
- Audit planning
- Audit plans combine scope, schedule, resource estimates, and a risk register, with estimates rolling up to capacity. · guardial.ai, 3 Oct 2026
- Evidence gathering
- Workpaper templates are preloaded for BSA/AML, fair lending, third-party, and IT controls, with sampling, evidence capture, and reviewer notes in one workspace. · guardial.ai, 3 Oct 2026
- Findings agent
- The Findings agent drafts remediation plans from fieldwork notes for audit leads to review, adjust, and route to issue owners. · guardial.ai, 3 Oct 2026
- Founded
- 2022 · guardial.ai, 28 Sept 2026
- Headquarters
- San Diego, California · guardial.ai, 28 Sept 2026
- Integrations
- The audit page states that the interface inherits the customer’s single sign-on; it does not name a specific identity provider. · guardial.ai, 3 Oct 2026
- Notable scope
- The audit page says the module replaces SharePoint workpaper folders, Word issue letters, spreadsheets of management responses, and Excel sample selection. · guardial.ai, 3 Oct 2026
- Purpose
- Guardial Audit Management supports internal audit planning, fieldwork, workpapers, and reporting. · guardial.ai, 3 Oct 2026
- Reports
- The module generates issue letters, management responses, quarterly audit committee packages, and an examiner-ready PDF from live data. · guardial.ai, 3 Oct 2026
- Security controls
- Guardial says it is built to SOC 2 Type II and ISO 27001 controls and provides SAML/SCIM single sign-on, role-based access, and an immutable audit log. · guardial.ai, 3 Oct 2026
- Shared issue tracking
- Audit findings flow into Issues Home, which is shared across Guardial modules. · guardial.ai, 3 Oct 2026
- Support
- The FAQ says support responds within four business hours during business hours and includes in-app help. · guardial.ai, 3 Oct 2026
- Who it is for
- Guardial says it is built for regulated financial services, including fintechs, nonbanks, loan servicers, community banks, credit unions, and insurance carriers. · guardial.ai, 3 Oct 2026
- Workpaper history
- Workpapers are version-controlled, timestamped, and signed. · guardial.ai, 3 Oct 2026
Where Guardial Audit Management stands on Freedom251
- Internal Audit Software#5 of 22